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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FERGUSON, ANDREWS INVESTMENT ADVISERS, INC

FERGUSON ANDREWS INVESTMENT ADVISERS INC, CRD 106695

CHARLOTTESVILLE, VA

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Search this name across graphsid dfx:ria:2e1d4d79-6343-ea96-cb87-6217b33e2b2a

Data as of Feb 6, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2012 to Feb 6, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $47.9MItem 5.F on the latest filing (2012-02-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $47.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $47.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 84
Custody, client assets: $47.8M
SEC number: 801-41562
CRD: 106695
Filings on the tape: 3
First filed: Jan 25, 2012
Latest filed: Feb 6, 2012
Organised: Corporation, Virginia

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAY GRAY FERGUSON	n/a	CHARLOTTESVILLE, VA	31	36	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NEATHERY, KENNETH, LEE	President	Na	yes	10/1993	Jan 25, 2012	Feb 6, 2012
FERGUSON, JAY, GRAY	DIRECTOR/TREASURER, SR. VP	E	no	01/1992	Jan 25, 2012	Feb 6, 2012
NEATHERY, SARAH, WALL	SR. PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER (10/05/2004)	Na	no	10/1993	Jan 25, 2012	Feb 6, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jan 25, 2012	$47.9M	$47.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$47.9M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (1)

← NEATHERY, KENNETH, LEEOwnerPRESIDENT, ownership code NA, individual
Jan 25, 2012 to presentfactForm ADV

Owns (2)

← NEATHERY, SARAH, WALLOwnerSR. PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER (10/05/2004), ownership code NA, individual
Jan 25, 2012 to presentfactForm ADV
← FERGUSON, JAY, GRAYOwnerDIRECTOR/TREASURER, SR. VP, ownership code E, individual
Jan 25, 2012 to presentfactForm ADV

Registered with (1)

← JAY GRAY FERGUSONAdvisorregistration: current employment
Oct 19, 1994 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e1d4d79-6343-ea96-cb87-6217b33e2b2a
First observed: Jan 25, 2012
Last observed: Feb 6, 2012 177 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FERGUSON, ANDREWS INVESTMENT ADVISERS, INC

FERGUSON ANDREWS INVESTMENT ADVISERS INC, CRD 106695

CHARLOTTESVILLE, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e1d4d79-6343-ea96-cb87-6217b33e2b2a

Data as of Feb 6, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAY GRAY FERGUSON

n/a

CHARLOTTESVILLE, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NEATHERY, KENNETH, LEE

President

yes

10/1993

Jan 25, 2012

Feb 6, 2012

FERGUSON, JAY, GRAY

DIRECTOR/TREASURER, SR. VP

01/1992

Jan 25, 2012

Feb 6, 2012

NEATHERY, SARAH, WALL

SR. PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER (10/05/2004)

10/1993

Jan 25, 2012

Feb 6, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Jan 25, 2012

$47.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$47.9M

n/a