DFX Intelligence

T••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

T••••• M••••

Advisor at C••••• I••••••••• A••••••• L••

Lake Oswego, OR

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Search this name across graphsid dfx:ria:2e266435-19aa-9c87-4974-8d38a62e0207

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 4, 2026	n/a	yes	Lake Oswego, OR	Current employment
E•••••••• A•••••••• L••	National bd RIA	Feb 7, 2023	Jan 30, 2026	no	LAKE OSWEGO, OR\|Lake Oswego, OR\|BELLEVUE, WA\|PORTLAND, OR\|PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	C••••• I••••••••• A••••••• L••	Jan 30, 2026	Feb 4, 2026	5	Firm change	Ibd to ibd
P•••• S••••••••• L••	E•••••••• A•••••••• L••	Feb 24, 2023	Feb 7, 2023

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 4, 2026 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 7, 2023 to Jan 30, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Oct 20, 2017 to Feb 24, 2023factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Jan 30, 2026
Advisor changed firm
T••••• M•••• left E•••••••• A•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-02-04)
Form ADVobserved 7 days ago
Occurred
Feb 24, 2023
Advisor changed firm
T••••• M•••• left P•••• S••••••••• L•• for E•••••••• A•••••••• L•• (registered 2023-02-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e266435-19aa-9c87-4974-8d38a62e0207
First observed: Oct 15, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.