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Reading the graph
Advisor at MORGAN STANLEY
Gadsden, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 1, 2023 | n/a | yes | Gadsden, AL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 12, 2021 | Apr 26, 2023 | no | GADSDEN, AL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 12, 2019 | Aug 11, 2021 | no | GADSDEN, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | MORGAN STANLEY | Apr 26, 2023 | May 1, 2023 | 5 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Aug 11, 2021 | Aug 12, 2021 | 1 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:6413:AL:2021-08-11 | Aug 11, 2021 | Aug 12, 2021 | GADSDEN, AL | Firm change |