R••••• K•••••

Advisor at S••••• M•••••••••

NORTH LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e467ac7-4fbc-257b-2241-9166ebefc39f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: May 17, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••• K•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 17, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• M•••••••••	Independent wealth	Nov 7, 2019	n/a	yes	NORTH LITTLE ROCK, AR	Current employment
S• A•••••••• L••	Independent wealth	Oct 26, 2018	Oct 28, 2019	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S• A•••••••• L••	S••••• M•••••••••	Oct 28, 2019	Nov 7, 2019	10	Firm change	Ibd to RIA
F••••••• S••••••••• I•••	S• A•••••••• L••	Dec 31, 2016	Oct 26, 2018

Relationships

Registered with (4)

→ S••••• M•••••••••Registered adviserregistration: current employment
Nov 7, 2019 to presentfactForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
Oct 26, 2018 to Oct 28, 2019factForm ADV
→ F••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 25, 2016 to Dec 31, 2016factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e467ac7-4fbc-257b-2241-9166ebefc39f
First observed: May 17, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.