This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$1.8MItem 5.F on the latest filing (2024-03-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.8M

Private client RAUM

$1.8MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

12

Individual clients

12

SEC number

801-122219

CRD

316106

Filings on the tape

9

First filed

Aug 2, 2021

Latest filed

Mar 27, 2024

Organised

Corporation, Delaware

• Occurred

  Aug 2, 2021
  First Form ADV filing

  Circular filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2e4c2e84-7ced-3cfc-6882-709eebe50912

First observed

Aug 2, 2021

Last observed

Mar 27, 2024 30 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.