DFX Intelligence

B•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B•••• L••

CRD 305181

CHEYENNE, WY

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Search this name across graphsid dfx:ria:2e515d72-f46e-1423-a13c-68a04dd3cce8

Data as of Mar 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Aug 10, 2020 to Mar 28, 2023
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $131M••• Locked
Discretionary RAUM: $131M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••• D•••••• A•••• M••••• F••• L•••	Hedge Fund	$102M	Mar 28, 2023	2	Aug 10, 2020	reported	021-325828
B••• D•••••• A•••• F••• L••	Hedge Fund	$100M	Mar 28, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• L••••••• D•••	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Jan 18, 2022	Mar 28, 2023
K••••• B••••• C•••••••••	CEO AND MANAGER	D	yes	05/2013	Aug 10, 2020	Mar 28, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••• D••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
FORT WORTH	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 28, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$131M	$365M	-64.3%	n/a	n/a	7	6	1	1

Relationships

Advises (4)

→ B••• D•••••• A•••• F••• L••Private fundHedge Fund, IA
Aug 10, 2020 to presentfactForm ADV
→ B••• D•••••• A•••• M••••• F••• L•••Private fundHedge Fund, IA
Aug 10, 2020 to presentfactForm ADV
→ B••• D•••••• A•••• O••••••• F••• L•••Private fundHedge Fund, IA
Aug 10, 2020 to presentfactForm ADV
→ B••• D••• F•••• L••

Dated events

Occurred
Mar 28, 2023
Regulatory AUM changed
B•••• L•• reported RAUM $130.6M, down 64% from $365.5M (2022-08-03 to 2023-03-28)
Form ADVobserved 7 days ago
$-235M
Occurred
Jan 18, 2022
Control person joined
Dawn Lynette Ashby (General Counsel & Chief Compliance Officer) appeared on Schedule A of B•••• L••
Form ADVobserved 7 days ago
Occurred
Apr 28, 2021
Regulatory AUM changed
B•••• L•• reported RAUM $300.6M, up 100% from $150.0M (2021-03-29 to 2021-04-28)
Form ADVobserved 7 days ago
$151M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e515d72-f46e-1423-a13c-68a04dd3cce8
First observed: Aug 10, 2020
Last observed: Mar 28, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.