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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GOODE INVESTMENT MANAGEMENT, INC.

CRD 108862

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e549e0a-0c5c-dde3-b0a4-431de094ae38

Data as of Sep 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Sep 30, 2019
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.6MItem 5.F on the latest filing (2019-09-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-56093
CRD: 108862
Filings on the tape: 21
First filed: Mar 27, 2012
Latest filed: Sep 30, 2019
Organised: Corporation, Ohio

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GOODE STABLE VALUE TRUST	Other Private Fund	$134M	Mar 27, 2012	10	Mar 27, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOODE, BRUCE, TERRANCE	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	10/1999	Mar 27, 2012	Sep 30, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Jun 1, 2019	$12.1M	$12.1M	2	1	0	n/a	n/a
2017	Nov 22, 2018	$26.0M	$26.0M	2	1	0	n/a	n/a
2016	Apr 23, 2017	$54.0M	$54.0M	2	1	n/a	n/a	n/a
2015	Mar 11, 2016	$82.4M	$82.4M	1	1	n/a	n/a	n/a
2014	Jun 16, 2015	$131M	$131M	1	1	n/a	n/a	n/a
2013	Apr 15, 2014	$147M	$147M	1	1	n/a	n/a	n/a
2012	Apr 1, 2013	$130M	$130M	1	1	n/a	n/a	n/a
2011	Mar 27, 2012	$392M	$392M	n/a	n/a	n/a	1	$134M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$5.6M	$26.0M	-78.3%	$82.4M	-59.1%	2	2	0	0

Relationships

Controls (1)

← GOODE, BRUCE, TERRANCEOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 27, 2012 to presentfactForm ADV

Advises (1)

→ GOODE STABLE VALUE TRUSTPrivate fundOther Private Fund, IA, no longer reported
Mar 27, 2012 to Mar 27, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e549e0a-0c5c-dde3-b0a4-431de094ae38
First observed: Mar 27, 2012
Last observed: Sep 30, 2019 84 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GOODE INVESTMENT MANAGEMENT, INC.

CRD 108862

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2e549e0a-0c5c-dde3-b0a4-431de094ae38

Data as of Sep 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:31 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GOODE STABLE VALUE TRUST

Other Private Fund

$134M

Mar 27, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOODE, BRUCE, TERRANCE

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

10/1999

Mar 27, 2012

Sep 30, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Jun 1, 2019

$12.1M

n/a

2017

Nov 22, 2018

$26.0M

n/a

2016

Apr 23, 2017

$54.0M

n/a

2015

Mar 11, 2016

$82.4M

n/a

2014

Jun 16, 2015

$131M

n/a

2013

Apr 15, 2014

$147M

n/a

2012

Apr 1, 2013

$130M

n/a

2011

Mar 27, 2012

$392M

n/a

$134M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$5.6M

$26.0M

-78.3%

$82.4M

-59.1%