DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 288424
PALO ALTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Bagarella, Eileen, Marie | DEPUTY COMPLIANCE OFFICER | Na | yes | 03/2017 | May 4, 2017 | May 19, 2017 |
| GRACE, MELANIE, PATRICIA | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | Na | yes | 03/2017 | May 4, 2017 | May 19, 2017 |
| Harris, Mark, Robert | CHIEF FINANCIAL OFFICER | Na | yes | 03/2017 | May 4, 2017 | May 19, 2017 |
| HENRIQUEZ, MANUEL, ARMANDO | CHIEF EXECUTIVE OFFICER AND SOLE MEMBER | E | yes | 03/2017 | May 4, 2017 | May 19, 2017 |
| Olson, Andrew, Jordan | VICE PRESIDENT OF FINANCE AND SENIOR CONTROLLER | Na | yes | 03/2017 | May 4, 2017 | May 19, 2017 |
| SCOTT, BLUESTEIN | CHIEF INVESTMENT OFFICER | Na | yes | 03/2017 | May 4, 2017 | May 19, 2017 |