DFX Intelligence

B•••• B••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

B•••• B••••• D•••••

Advisor at U•• F•••••••• S••••••• I•••

PORTLAND, ME | North Yarmouth, ME

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Search this name across graphsid dfx:ria:2e5bfbe9-755b-9e53-f5cf-82242d196e22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 25, 2023	n/a	yes	North Yarmouth, ME\|PORTLAND, ME	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 13, 2021	Jan 26, 2023	no	Washington, DC\|South Portland, ME

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	U•• F•••••••• S••••••• I•••	Jan 26, 2023	Jan 25, 2023	-1	Firm change	Ibd to wirehouse
M••••• S••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 24, 2021	Aug 13, 2021

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Jan 25, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 13, 2021 to Jan 26, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 20, 2020 to Aug 24, 2021factForm ADV

Dated events

Occurred
Jan 26, 2023
Advisor changed firm
B•••• B••••• D••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for U•• F•••••••• S••••••• I••• (registered 2023-01-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e5bfbe9-755b-9e53-f5cf-82242d196e22
First observed: Nov 20, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.