DFX Intelligence

B•••••• C•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

B•••••• C•••••• A••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | BOSTON, MA

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Search this name across graphsid dfx:ria:2e5c8491-85a5-2312-f7d8-bc1f3426864c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Feb 8, 2022	n/a	yes	BOSTON, MA\|NEW YORK, NY	Current employment
D••••••• A••••••• L••	Former SEC adviser	Aug 15, 2011	Jan 6, 2022	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• A••••••• L••	C••••• P••••••• L••	Jan 6, 2022	Feb 8, 2022	33	Firm change	RIA to RIA
C•••••• A••••••• S••••••• I•••	D••••••• A••••••• L••	Oct 15, 2010	Aug 15, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
153197:151559:MA:2022-01-06	Jan 6, 2022	Feb 8, 2022	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Feb 8, 2022 to presentfactForm ADV
→ D••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 15, 2011 to Jan 6, 2022factForm ADV
→ C•••••• A••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2009 to Oct 15, 2010factForm ADV
→ T••••• F•••••••• A••••••• L•Registered adviserregistration: previous registration

Dated events

Occurred
Jan 6, 2022
Advisor changed firm
B•••••• C•••••• A•••••• left D••••••• A••••••• L•• for C••••• P••••••• L•• (registered 2022-02-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e5c8491-85a5-2312-f7d8-bc1f3426864c
First observed: Apr 26, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.