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CRD 107231
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| FRANCIS JAMES COWAN | Chartered Financial Analyst | CENTERVILLE, UT | 22 | 40 | n/a | no |
| DAVID LARRY HUNTER | n/a | KAYSVILLE, UT | 6 | 18 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HUNTER, JOHN, LARRY | PRESIDENT/DIRECTOR | E | yes | 01/1982 | Mar 15, 2012 | Mar 17, 2017 |
| COWAN, FRANCIS, JAMES | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/DIRECTOR | Na | no | 03/1986 | Mar 15, 2012 | Mar 17, 2017 |
| HUNTER, RENEE, C. | SECRETARY/DIRECTOR | Na | no | 06/1995 | Mar 15, 2012 | Mar 17, 2017 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Mar 17, 2017 | $98.0M | $98.0M | 3 | 3 | n/a | n/a | n/a |
| 2014 | Jan 29, 2015 | $90.0M | $90.0M | 2 | 2 | n/a | n/a | n/a |
| 2013 | Jan 29, 2014 | $91.7M | $91.7M | 2 | 2 | n/a | n/a | n/a |
| 2012 | Mar 11, 2013 | $55.8M | $55.8M | 2 | 2 | n/a | n/a | n/a |
| 2011 | Mar 15, 2012 | $53.6M | $880,777 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $98.0M | n/a | n/a | $91.7M | 2.2% | 3 | n/a | n/a | n/a |