DFX Intelligence

E•••• N•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

E•••• N•••• P•••••

Advisor at S•••••••• W••••• A••••••• G••••• I•••

UTICA, MI

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Search this name across graphsid dfx:ria:2e60149f-a7b6-32a3-d795-73836394640c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• A••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• A••••••• G••••• I•••	Independent wealth	Aug 15, 2024	n/a	yes	UTICA, MI	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 7, 2023	Aug 12, 2024	no	Southfield, MI\|Southfield, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	S•••••••• W••••• A••••••• G••••• I•••	Aug 12, 2024	Aug 15, 2024	3	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S•••••••• W••••• A••••••• G••••• I•••Registered adviserregistration: current employment
Aug 15, 2024 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 7, 2023 to Aug 12, 2024factForm ADV

Dated events

Occurred
Aug 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e60149f-a7b6-32a3-d795-73836394640c
First observed: Jun 7, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.