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CRD 317372
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GEORGE IGOR LANDA | n/a | Boca Raton, FL | 4 | 29 | 2 | yes |
| REGAN Joseph FLAHERTY | Certified Financial Planner | BOCA RATON, FL | Nashville, TN | 1 | 11 | 4 | no |
| Michael Landa | Certified Financial Planner | BOCA RATON, FL | 0 | 11 | n/a | yes |
| Stephen P Varlotta | n/a | Scarsdale, NY | BOCA RATON, FL | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| LANDA, GEORGE, IGOR | MANAGING MEMBER/CEO | E | yes | 08/2017 | Jan 25, 2022 | Mar 28, 2024 |
| ZUBRUTE, GINTARE | CHIEF COMPLIANCE OFFICER | Na | no | 11/2021 | Jan 25, 2022 | Mar 28, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $402M | $402M | 5 | 3 | 0 | n/a | n/a |
| 2024 | Mar 31, 2025 | $312M | $312M | 5 | 3 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $233M | $233M | 5 | 4 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $173M | $173M | 3 | 3 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $402M | $312M | 28.9% | $173M | 32.5% | 5 | 5 | 0 | 0 |