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Advisor at THE AMERIFLEX GROUP
LAS VEGAS, NV | Carlsbad, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | Bd affiliated wealth | Apr 27, 2020 | n/a | yes | Carlsbad, CA|LAS VEGAS, NV | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 14, 2010 | Sep 15, 2020 | no | CARLSBAD, CA | Previous registration |
| RETIREMENT SOLUTIONS, INC. | n/a | Aug 14, 2002 | Dec 31, 2010 | no | CARLSBAD, CA | Previous registration |
| STERLING FINANCIAL MANAGEMENT, LLC | n/a | Jun 14, 1999 | May 30, 2009 | no | CARLSBAD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | THE AMERIFLEX GROUP | Sep 15, 2020 | Apr 27, 2020 | -141 | Firm change after gap | Ibd to RIA |
| RETIREMENT SOLUTIONS, INC. | SAGEPOINT FINANCIAL, INC. | Dec 31, 2010 | Oct 14, 2010 | -78 | Firm change after gap | Other |
| STERLING FINANCIAL MANAGEMENT, LLC | RETIREMENT SOLUTIONS, INC. | May 30, 2009 | Aug 14, 2002 | -2,481 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133763:305585:CA:2020-09-09 | Sep 15, 2020 | Apr 27, 2020 | CARLSBAD, CA | Firm change after gap |