DFX Intelligence

K••••••• C•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K••••••• C•••• F•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Allen, TX

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Search this name across graphsid dfx:ria:2e7f4528-87b0-defc-f6ee-a33e58411749

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 5, 2023	n/a	yes	Allen, TX	Current employment
E••••• J••••	National bd RIA	Jan 30, 2015	Oct 15, 2023	no	ROCKWALL, TX\|RICHARDSON, TX\|ST LOUIS, MO\|ALLEN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 15, 2023	Oct 5, 2023	-10	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:149018:TX:2023-10-15	Oct 15, 2023	Oct 5, 2023	ALLEN, TX	Firm change

Relationships

Registered with (2)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 5, 2023 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jan 30, 2015 to Oct 15, 2023factForm ADV

Dated events

Occurred
Oct 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e7f4528-87b0-defc-f6ee-a33e58411749
First observed: Jan 30, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.