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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JONATHAN PATRICK O'BRIEN

Advisor at MORGAN STANLEY

Sherman Oaks, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 16, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 16, 1998
First registration: Aug 31, 2001
Dual registered: yes, broker-dealer
Other names: JON OBRIEN|JONATHAN PATRICK OBRIEN
IAPD individual key: 2998209

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Mar 2, 2012	n/a	yes	Sherman Oaks, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Mar 2, 2012	no	BEVERLY HILLS, CA\|SANTA MONICA, CA\|SANTA MONICA, CA\|MALIBU, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Aug 31, 2001	Jan 3, 2011	no	SANTA MONICA, CA\|LOS ANGELES, CA\|SANTA MONICA, CA\|SANTA MONICA, CA\|SANTA MONICA, CA\|SANTA MONICA, CA\|PACIFIC PALISADES, CA\|MALIBU, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Mar 2, 2012	Mar 2, 2012	0	Firm change	Wirehouse to wirehouse
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Mar 2, 2012 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Mar 2, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 31, 2001 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.