DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ST. GERMAIN INVESTMENT MANAGEMENT
SPRINGFIELD, MA | Lee, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ST. GERMAIN INVESTMENT MANAGEMENT | Independent wealth | Feb 5, 2025 | n/a | yes | Lee, MA|SPRINGFIELD, MA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 22, 2013 | Dec 21, 2015 | no | NASSAU, NY|HILLSDALE, NY|CHATHAM, NY|VALATIE, NY|COPAKE, NY|MILLERTON, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | ST. GERMAIN INVESTMENT MANAGEMENT | Dec 21, 2015 | Feb 5, 2025 | 3,334 | Firm change after gap | Other |