DFX Intelligence

C••••••••• F•••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

C••••••••• F•••••• P•••

Advisor at P•••••••••

BETHESDA, MD

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Search this name across graphsid dfx:ria:2e9b0281-e9c0-983c-ac61-b3401ce87fd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 4, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••••	Independent wealth	Feb 2, 2024	n/a	yes	BETHESDA, MD	Current employment
M••••• S••••••	Wirehouse	Mar 23, 2017	Feb 6, 2024	no	WASHINGTON, DC\|Washington, DC\|Naples, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	P•••••••••	Feb 6, 2024	Feb 2, 2024	-4	Firm change	Wirehouse to new firm
P•••••• A•••••••• L••	M••••• S••••••	Jul 12, 2010	Mar 23, 2017

Relationships

Registered with (3)

→ P•••••••••Registered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 23, 2017 to Feb 6, 2024factForm ADV
→ P•••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 3, 2009 to Jul 12, 2010factForm ADV

Dated events

Occurred
Feb 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e9b0281-e9c0-983c-ac61-b3401ce87fd7
First observed: Dec 3, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.