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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Kai Salocks

Advisor at U.S. BANCORP ADVISORS, LLC

Studio City, CA | Glendale, CA

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Search this name across graphsid dfx:ria:2ea7cad9-13a2-dfb2-d7eb-51deb5d0ec15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 21, 2012
First registration: Nov 22, 2012
Dual registered: yes, broker-dealer
Other names: Kai Peter Salocks
IAPD individual key: 5988585

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Apr 7, 2021	n/a	yes	Glendale, CA\|Studio City, CA	Current employment
MORGAN STANLEY	Wirehouse	Sep 19, 2017	Jul 31, 2019	no	Santa Rosa, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 29, 2016	Mar 31, 2016	no	SAN FRANCISCO, CA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Aug 1, 2014	Nov 23, 2015	no	SAN DIEGO, CA	Previous registration
MADISON AVENUE SECURITIES, LLC	Bd affiliated wealth	Sep 12, 2013	Jul 29, 2014	no	SAN DIEGO, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Nov 22, 2012	Jun 21, 2013	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	U.S. BANCORP ADVISORS, LLC	Jul 31, 2019	Apr 7, 2021	616	Firm change after gap	Wirehouse to ibd
EQUITABLE ADVISORS, LLC	MORGAN STANLEY	Mar 31, 2016	Sep 19, 2017	537	Firm change after gap	Ibd to wirehouse
COMMONWEALTH FINANCIAL NETWORK	EQUITABLE ADVISORS, LLC	Nov 23, 2015	Feb 29, 2016	98	Firm change	Ibd to ibd
MADISON AVENUE SECURITIES, LLC	COMMONWEALTH FINANCIAL NETWORK	Jul 29, 2014	Aug 1, 2014	3	Firm change	Other
INDEPENDENT FINANCIAL GROUP, LLC	MADISON AVENUE SECURITIES, LLC	Jun 21, 2013	Sep 12, 2013	83	Firm change	Other

Relationships

Registered with (6)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Apr 7, 2021 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 19, 2017 to Jul 31, 2019factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 29, 2016 to Mar 31, 2016factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Aug 1, 2014 to Nov 23, 2015factForm ADV
→ MADISON AVENUE SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 12, 2013 to Jul 29, 2014factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 22, 2012 to Jun 21, 2013factForm ADV

Dated events

No dated event names this entity yet.