DFX Intelligence

M•••••• G••••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

M•••••• G••••••• D••••••

Advisor at P••••••••• C••••••• L••

QUINCY, IL

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Search this name across graphsid dfx:ria:2eadb903-8e48-cda4-767e-ed6fb04bcd6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 13, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• C••••••• L••	State registered	Aug 26, 2021	n/a	yes	QUINCY, IL	Current employment
K••••••	Independent wealth	Mar 2, 2011	Jun 30, 2021	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••	P••••••••• C••••••• L••	Jun 30, 2021	Aug 26, 2021	57	Firm change	RIA to state RIA
S••••••• F•••••••• S•••••••• I•••	K••••••	Mar 2, 2011	Mar 2, 2011

Relationships

Registered with (3)

→ P••••••••• C••••••• L••Registered adviserregistration: current employment
Aug 26, 2021 to presentfactForm ADV
→ K••••••Registered adviserregistration: previous registration
Mar 2, 2011 to Jun 30, 2021factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 5, 2009 to Mar 2, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2eadb903-8e48-cda4-767e-ed6fb04bcd6f
First observed: Nov 5, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.