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Advisor at SOLID STATE WEALTH ADVISORY GROUP
LAKE FOREST, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOLID STATE WEALTH ADVISORY GROUP | No RAUM reported | Sep 1, 2026 | n/a | yes | LAKE FOREST, CA | Current employment |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | May 3, 2018 | Oct 6, 2023 | no | San Diego, CA|OLYMPIA, WA|Lake Forest, CA|Lake Forest, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 11, 2011 | Aug 19, 2026 | no | SAN DIEGO, CA|OLYMPIA, WA|LAKE FOREST, CA|LAKE FOREST, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Aug 19, 2026 | May 3, 2018 | -3,030 | Firm change after gap | Other |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | SOLID STATE WEALTH ADVISORY GROUP | Oct 6, 2023 | Sep 1, 2026 | 1,061 | Firm change after gap | RIA to new firm |