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RIA / WealthPrivate fundprivate equity fund3(c)(1)dropped

BROOKLINE ZIOPHARM INVESTMENT FUND, LLC

advised by BROOKLINE INVESTMENTS, INC.

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2eb20048-ac68-e8af-ce5b-427fef4812cb

Data as of Jan 11, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Jan 11, 2013
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Brookline Ziopharm Investment Fund, LLC

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: BROOKLINE INVESTMENTS, INC.CRD 109239
Fund type: Private Equity Fund
Latest reported GAV: $0gross asset value on Schedule D 7.B(1), as of 2013-01-11; never fund size
Peak reported GAV: $0
Beneficial owners: 34
Minimum investment: $25,000
Owned by the adviser: 1400%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: yes
Form D file number: 021-134261an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: Delaware, United States
First reported: Mar 30, 2012
Last reported: Jan 11, 2013fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 2
Fund id: 805-8678196420

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Jan 11, 2013	$0	34	$25,000	1400.0%	yes	BROOKLINE ZIOPHARM INVESTMENT FUND, LLC
Mar 30, 2012	$0	34	$25,000	1400.0%	yes	BROOKLINE ZIOPHARM INVESTMENT FUND, LLC

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
SERVISFIRST BANK	SERVISFIRST BANK	Birmingham	Alabama	United States	no	n/a
STERNE, AGEE & LEACH, INC.	STERNE, AGEE & LEACH, INC.	Birmingham	Alabama	United States	no	8-11754

Relationships

Advises (1)

← BROOKLINE INVESTMENTS, INC.Registered adviserPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Jan 11, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2eb20048-ac68-e8af-ce5b-427fef4812cb
First observed: Mar 30, 2012
Last observed: Jan 11, 2013 166 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROOKLINE ZIOPHARM INVESTMENT FUND, LLC

advised by BROOKLINE INVESTMENTS, INC.

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2eb20048-ac68-e8af-ce5b-427fef4812cb

Data as of Jan 11, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Jan 11, 2013

$25,000

1400.0%

yes

BROOKLINE ZIOPHARM INVESTMENT FUND, LLC

Mar 30, 2012

$25,000

1400.0%

yes

BROOKLINE ZIOPHARM INVESTMENT FUND, LLC

Custodian

Legal name

City

State

Country

Related person

SEC number

SERVISFIRST BANK

Birmingham

Alabama

United States

n/a

STERNE, AGEE & LEACH, INC.

Birmingham

Alabama

United States

8-11754