V••••••• U•••••

Advisor at I••••••••• P•••••• W••••• M••••••••• I•••

SOMERS, NY | Palm Beach Gardens, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2eb3dd4a-7092-2679-cc6c-b9df764a9b9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• P•••••• W••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• P•••••• W••••• M••••••••• I•••	Mixed wealth	Aug 14, 2026	n/a	yes	Palm Beach Gardens, FL\|SOMERS, NY	Current employment
W••••••••• C•••••• S••••••••• L••	Independent wealth	Jul 31, 2015	Oct 4, 2021	no	New York, NY\|New York, NY\|Jupiter, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• C•••••• S••••••••• L••	I••••••••• P•••••• W••••• M••••••••• I•••	Oct 4, 2021	Aug 14, 2026	1,775	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ I••••••••• P•••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ W••••••••• C•••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 31, 2015 to Oct 4, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2eb3dd4a-7092-2679-cc6c-b9df764a9b9e
First observed: Jul 31, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.