DFX Intelligence

D••••• A••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

D••••• A••• N•••••

Advisor at A•••••• I••••••••• I•••

Westlake, FL | CORAL GABLES, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• I••••••••• I•••	Independent wealth	Sep 24, 2024	n/a	yes	CORAL GABLES, FL\|CORAL GABLES, FL\|Westlake, FL	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Jun 5, 2020	Feb 21, 2024	no	Plantation, FL\|Pine Island, FL\|MEMPHIS, TN\|Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	A•••••• I••••••••• I•••	Feb 21, 2024	Sep 24, 2024	216	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F•••• H•••••• A•••••••• I••	Oct 1, 2012	Jun 5, 2020

Relationships

Registered with (4)

→ A•••••• I••••••••• I•••Registered adviserregistration: current employment
Sep 24, 2024 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 5, 2020 to Feb 21, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 4, 2011 to Oct 1, 2012factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

Order

Occurred
21 Feb 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 15, 2007
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.