DFX Intelligence

S•• D••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

S•• D••• M•••••••

Advisor at R••••• R•••• E••••••••• L••

COUNTRYSIDE, IL

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Search this name across graphsid dfx:ria:2ebef37c-1648-033f-fa38-53770bf22240

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• R•••• E••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• R•••• E••••••••• L••	State registered	Aug 2, 2016	n/a	yes	COUNTRYSIDE, IL	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Aug 21, 2014	Sep 9, 2015	no	MARINETTE, WI\|COUNTRYSIDE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	R••••• R•••• E••••••••• L••	Sep 9, 2015	Aug 2, 2016	328	Firm change	Other
L•• F•••••••• L••	V••• F•••••••• A•••••••• I•••	Dec 19, 2013	Aug 21, 2014

Relationships

Registered with (3)

→ R••••• R•••• E••••••••• L••Registered adviserregistration: current employment
Aug 2, 2016 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2014 to Sep 9, 2015factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 9, 2011 to Dec 19, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ebef37c-1648-033f-fa38-53770bf22240
First observed: Feb 9, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.