DFX Intelligence
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Advisor at D••••• W•••••• L••
LEWES, DE | PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••••• W•••••• L•• | Independent wealth | Nov 3, 2025 | n/a | yes | LEWES, DE|PALM BEACH GARDENS, FL | Current employment |
| L••••• I••••••••• G••••• L•• | Former SEC adviser | May 22, 2018 | Dec 12, 2025 | no | LEWES, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• I••••••••• G••••• L•• | D••••• W•••••• L•• | Dec 12, 2025 | Nov 3, 2025 | -39 | Firm change after gap | RIA to RIA |
| W•••• F•••• A••••••• | L••••• I••••••••• G••••• L•• | Jun 12, 2018 | May 22, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283696:297987:DE:2025-12-12 | Dec 12, 2025 | Nov 3, 2025 | LEWES, DE | Firm change after gap |
| W•••• F•••• A••••••• | Wirehouse | Jan 16, 2014 | Jun 12, 2018 | no | RADNOR, PA|MILLVILLE, DE | Previous registration |
| E••••• J•••• | National bd RIA | Apr 9, 2013 | Oct 16, 2013 | no | ST LOUIS, MO|LEWES, DE|LEWES, DE | Previous registration |
| -21 |
| Firm change |
| Other |
| E••••• J•••• | W•••• F•••• A••••••• | Oct 16, 2013 | Jan 16, 2014 | 92 | Firm change | Ibd to wirehouse |