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Advisor at CLEARBRIDGE INVESTMENTS, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLEARBRIDGE INVESTMENTS, LLC | Mixed wealth | Jan 17, 2024 | n/a | yes | NEW YORK, NY | Current employment |
| FINANCIAL GUARD, LLC | Former SEC adviser | Apr 26, 2017 | Jun 7, 2018 | no | SALT LAKE CITY, UT | Previous registration |
| CLEARBRIDGE INVESTMENTS, LLC | Mixed wealth | Jun 30, 2009 | Apr 27, 2017 | no | NEW YORK, NY | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Oct 3, 2000 | May 30, 2008 | no | BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL GUARD, LLC | CLEARBRIDGE INVESTMENTS, LLC | Jun 7, 2018 | Jan 17, 2024 | 2,050 | Firm change after gap | Other |
| CLEARBRIDGE INVESTMENTS, LLC | FINANCIAL GUARD, LLC | Apr 27, 2017 | Apr 26, 2017 | -1 | Firm change | Other |
| DEUTSCHE BANK SECURITIES INC. | CLEARBRIDGE INVESTMENTS, LLC | May 30, 2008 | Jun 30, 2009 | 396 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137028:156059:NY:2017-04-26 | Apr 27, 2017 | Apr 26, 2017 | NEW YORK, NY | Firm change |