DFX Intelligence

R••••• S••••••• T••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

R••••• S••••••• T••••• Y••••

Advisor at Y•••• F•••••••• S•••••••

WEST PALM BEACH, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y•••• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Y•••• F•••••••• S•••••••	State registered	Oct 19, 2016	n/a	yes	WEST PALM BEACH, FL	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Jan 30, 2008	Aug 29, 2018	no	TEQUESTA, FL\|TEQUESTA, FL\|JUPITER, FL\|HOUSTON, TX\|TEQUESTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	Y•••• F•••••••• S•••••••	Aug 29, 2018	Oct 19, 2016	-679	Firm change after gap	RIA to state RIA
N•• E•••••• S••••••••• C•••••••••	N••• F•••••••• G••••• I•••	Feb 11, 2008	Jan 30, 2008

Relationships

Registered with (3)

→ Y•••• F•••••••• S•••••••Registered adviserregistration: current employment
Oct 19, 2016 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 30, 2008 to Aug 29, 2018factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 28, 2002 to Feb 11, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 28, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.