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K•••• E• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

K•••• E• F••••••

Advisor at S••••• F••••••••• L••

Parsippany, NJ

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Search this name across graphsid dfx:ria:2ee1608c-f20f-3426-5758-0b4e2c0a63d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••• L••	Bd affiliated wealth	Jan 3, 2019	n/a	yes	Parsippany, NJ	Current employment
S••••• F•••••••• R•••••••• I••	Former SEC adviser	Jun 6, 2002	Sep 20, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• E••••••• I••	S••••• F•••••••• R•••••••• I••	Dec 27, 2018	Jun 6, 2002	-6,048	Bulk transfer	Other
S••••• F•••••••• R•••••••• I••	S••••• F••••••••• L••	Sep 20, 2018

Relationships

Registered with (3)

→ S••••• F••••••••• L••Registered adviserregistration: current employment
Jan 3, 2019 to presentfactForm ADV
→ S••••• E••••••• I••Registered adviserregistration: previous registration
May 23, 2002 to Dec 27, 2018factForm ADV
→ S••••• F•••••••• R•••••••• I••Registered adviserregistration: previous registration
Jun 6, 2002 to Sep 20, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ee1608c-f20f-3426-5758-0b4e2c0a63d3
First observed: May 23, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.