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Advisor at CENTRAL COAST TAX & FINANCIAL SERVICES
LOMPOC, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTRAL COAST TAX & FINANCIAL SERVICES | State registered | Nov 3, 2025 | n/a | yes | LOMPOC, CA | Current employment |
| INTERCAPITAL FINANCIAL | n/a | Mar 10, 2011 | Dec 31, 2011 | no | LOMPOC, CA | Previous registration |
| INTERCAPITAL FINANCIAL | n/a | Aug 12, 2008 | Dec 31, 2010 | no | LOMPOC, CA | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Jul 10, 2006 | Dec 31, 2007 | no | LOMPOC, CA|WESTLAKE VILLAGE, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 15, 2004 | Jul 18, 2006 | no | SANTA MARIA, CA|SANTA MARIA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTERCAPITAL FINANCIAL | CENTRAL COAST TAX & FINANCIAL SERVICES | Dec 31, 2011 | Nov 3, 2025 | 5,056 | Firm change after gap | Other |
| FINANCIAL WEST GROUP | INTERCAPITAL FINANCIAL | Dec 31, 2007 | Aug 12, 2008 | 225 | Firm change | Other |
| MORGAN STANLEY DW INC. | FINANCIAL WEST GROUP | Jul 18, 2006 | Jul 10, 2006 | -8 | Firm change | Other |