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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

SETH Benjamin SCHOEN

Advisor at PNC WEALTH MANAGEMENT

Oakdale, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 28, 2000
First registration: Aug 17, 2010
Dual registered: yes, broker-dealer
Other names: Schoen|SETH BENJAMIN SCHOEN|SETH BENJAMIN SCHOEN|SETH SCHOEN
IAPD individual key: 4129570

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 13, 2025	n/a	yes	Oakdale, NY	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jun 7, 2023	Aug 1, 2025	no	HOUSTON, TX\|Houston, TX\|HOUSTON, TX\|Syracuse, NY	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Jun 5, 2023	Aug 1, 2025	no	SYRACUSE, NY\|SYRACUSE, NY	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Nov 15, 2021	Jun 2, 2023	no	HAUPPAUGE, NY\|NEW YORK, NY	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Oct 19, 2016	Jun 4, 2021	no	JERICHO, NY\|NEW YORK, NY	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Aug 17, 2010	May 2, 2016	no	WOODBURY, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	PNC WEALTH MANAGEMENT	Aug 1, 2025	Aug 13, 2025	12	Firm change	Ibd to ibd
CADARET GRANT & CO INC	NEXT FINANCIAL GROUP, INC.	Aug 1, 2025	Jun 7, 2023	-786	Channel change	Ibd to ibd
OPPENHEIMER & CO. INC.	CADARET GRANT & CO INC	Jun 2, 2023	Jun 5, 2023	3	Firm change	Ibd to ibd
PARK AVENUE SECURITIES LLC	OPPENHEIMER & CO. INC.	May 2, 2016	Oct 19, 2016	170	Firm change	Other

Relationships

Registered with (5)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Aug 13, 2025 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Jun 5, 2023 to Aug 1, 2025factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 7, 2023 to Aug 1, 2025factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Nov 15, 2021 to Jun 2, 2023factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Aug 17, 2010 to May 2, 2016factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
Seth Benjamin Schoen left Next Financial Group, Inc. for Pnc Wealth Management (registered 2025-08-13)
Form ADVobserved 4 days ago
Occurred
Jun 2, 2023
Advisor changed firm
Seth Benjamin Schoen left Oppenheimer & Co. Inc. for Cadaret Grant & Co Inc (registered 2023-06-05)
Form ADVobserved 4 days ago