DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SMITH MOORE & CO.
EFFINGHAM, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SMITH MOORE & CO. | Bd affiliated wealth | Aug 10, 2009 | n/a | yes | EFFINGHAM, IL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Aug 11, 2009 | no | EFFINGHAM, IL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Dec 22, 2000 | Jan 1, 2008 | no | EFFINGHAM, IL|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | SMITH MOORE & CO. | Aug 11, 2009 | Aug 10, 2009 | -1 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |