DFX Intelligence

1••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

1••• C••••••• L••

CRD 331955

GREENWICH, CT

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Search this name across graphsid dfx:ria:2ef6d4c9-82d5-6823-26bc-def82ef2559e

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Mar 9, 2026 to Mar 9, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

1••• C••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

1••• C••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 802-131098
CRD: 331955
Filings on the tape: 1
First filed: Mar 9, 2026
Latest filed: Mar 9, 2026

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
1••• C•••••• G••••• F••• I• L•	Private Equity Fund	$71.9M	Aug 14, 2024	81	Aug 14, 2024	reported	021-1838725
1••• C•••••• S•• I• L••	Private Equity Fund	$14.6M	Aug 14, 2024

Relationships

Advises (2)

→ 1••• C•••••• S•• I• L••Private fundPrivate Equity Fund, ERA
Aug 14, 2024 to presentfactForm ADV
→ 1••• C•••••• G••••• F••• I• L•Private fundPrivate Equity Fund, ERA
Aug 14, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ef6d4c9-82d5-6823-26bc-def82ef2559e
First observed: Mar 9, 2026
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.