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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

CHARLES EUGENE WILLIAMS

Advisor at OSAIC WEALTH, INC.

Westfield, IN

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Search this name across graphsid dfx:ria:2f08c2f3-946c-e888-aa0e-e616cd5fcad5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 29, 1986
First registration: Oct 22, 2003
Dual registered: yes, broker-dealer
Other names: CHARLIE WILLIAMS
IAPD individual key: 727212

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	n/a	yes	Westfield, IN	Current employment
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Feb 15, 2019	Oct 11, 2024	no	HOLBROOK, NY	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Mar 8, 2005	Dec 31, 2018	no	WESTFIELD, IN	Previous registration
QUESTAR CAPITAL CORPORATION	n/a	Oct 22, 2003	Dec 31, 2005	no	INDIANAPOLIS, IN\|NOBLESVILLE, IN\|WESTFIELD, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Dec 31, 2018	Feb 15, 2019	46	Firm change	Ibd to RIA
QUESTAR CAPITAL CORPORATION	QUESTAR ASSET MANAGEMENT, INC.	Dec 31, 2005	Mar 8, 2005	-298	Bulk transfer	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Feb 15, 2019 to Oct 11, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 8, 2005 to Dec 31, 2018factForm ADV
→ QUESTAR CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Oct 22, 2003 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.