DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• W••••• C••••••••• G••••
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• W••••• C••••••••• G•••• | Independent wealth | Nov 17, 2014 | n/a | yes | LAS VEGAS, NV | Current employment |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Aug 10, 2009 | Nov 13, 2014 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• E•••••• S••••••••• C••••••••• | T•• W••••• C••••••••• G•••• | Nov 13, 2014 | Nov 17, 2014 | 4 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | N•• E•••••• S••••••••• C••••••••• | Jul 3, 2008 | Aug 10, 2009 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Jul 11, 2005 | Jul 3, 2008 | no | HENDERSON, NV|HENDERSON, NV|LAS VEGAS, NV | Previous registration |
| 403 |
| Firm change after gap |
| Other |