This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 9, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Exams

S66

First exam

Jul 9, 2010

First registration

Jul 12, 2010

Dual registered

yes, broker-dealer

Other names

LINDA DIANE RATHBURN|LINDA DIANE RATHBURN|LINDA DIANE KRZEWINA|LINDA DIANE JOHNSON|LINDA D KALIES

IAPD individual key

5696843

• Occurred

  Nov 25, 2022
  Advisor departed, no destination yet

  Linda Diane Kalies no longer registered at Waller & Wax Advisors, Inc.; no later IA registration on IAPD

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2f0e6686-8feb-3879-4d4c-38066d047154

First observed

Jul 12, 2010

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.