DFX Intelligence

R••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

R••• C•••••• M••••••••• L••

CRD 341500

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f18dc98-8ca5-ab77-c119-a61b55361be5

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Jun 23, 2026 to Jun 23, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••• C•••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $334M••• Locked
Discretionary RAUM: $334M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• A•••• S•••	Chairman	Na	yes	02/2026	Jun 23, 2026	Jun 23, 2026
B••••••• S••••• K•	President	Na	yes	02/2026	Jun 23, 2026	Jun 23, 2026

Relationships

Controls (4)

← B••••••• S••••• K•OwnerPRESIDENT, ownership code NA, individual
Jun 23, 2026 to presentfactForm ADV
← S••••• R•••••• A•••••••• E••••OwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Jun 23, 2026 to presentfactForm ADV
← N•••• T•••• E•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 23, 2026 to presentfactForm ADV
← B••••••• A•••• S•••OwnerCHAIRMAN, ownership code NA, individual
Jun 23, 2026 to presentfact

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f18dc98-8ca5-ab77-c119-a61b55361be5
First observed: Jun 23, 2026
Last observed: Jun 23, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.