This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$21.5MItem 5.F on the latest filing (2017-08-07); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$21.5M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

2

Accounts

2

Private funds

2Schedule D 7.B(1)

Private fund GAV

$32.0Mgross asset value as reported per fund; never fund size

Custody, client assets

$21.5M

SEC number

801-111629

CRD

285552

Filings on the tape

4

First filed

Nov 21, 2016

Latest filed

Aug 7, 2017

Organised

Limited Liability Company, Delaware

• Occurred

  Nov 21, 2016
  First Form ADV filing

  Prism Capital Advisors, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2f211a4f-edfb-143b-3e9a-4f73e24e3827

First observed

Nov 21, 2016

Last observed

Aug 7, 2017 111 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.