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Advisor at KESTRA ADVISORY SERVICES, LLC
Lakeway, TX | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 25, 2018 | n/a | yes | AUSTIN, TX|Lakeway, TX | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Feb 24, 2016 | Dec 15, 2017 | no | MEMPHIS, TN|SCOTTSDALE, AZ | Previous registration |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | May 11, 2011 | Nov 3, 2015 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | KESTRA ADVISORY SERVICES, LLC | Dec 15, 2017 | Apr 25, 2018 | 131 | Firm change | Ibd to ibd |
| STERNE AGEE ASSET MANAGEMENT, INC. | OSAIC WEALTH, INC. | Nov 3, 2015 | Feb 24, 2016 | 113 | Firm change | Other |