DFX Intelligence

K••• T••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

K••• T••••• P•••••

Advisor at P••••• A••••••••• L••

BOULDER, CO

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Search this name across graphsid dfx:ria:2f2e908e-3161-bd2d-4bf6-41c9342ddcde

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• A••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• A••••••••• L••	State registered	Jan 6, 2026	n/a	yes	BOULDER, CO	Current employment
F•••••••• M••••••••• I•••	Other adviser	Nov 30, 2012	Jun 13, 2016	no	MILWAUKEE, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• M••••••••• I•••	P••••• A••••••••• L••	Jun 13, 2016	Jan 6, 2026	3,494	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••• A••••••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2012 to Jun 13, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f2e908e-3161-bd2d-4bf6-41c9342ddcde
First observed: Nov 30, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.