DFX Intelligence

Data Factory

J••••• A••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

J••••• A••••• P••••

Advisor at B• R•••• W••••• A•••••••• I•••

New York, NY | Vero Beach, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f313b9a-72af-80fb-e10c-1eb69b0c89f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B• R•••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 18, 2022	n/a	yes	Vero Beach, FL\|New York, NY	Current employment
D••••••• • D••••••• L••	Former SEC adviser	Apr 23, 2009	Jan 28, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• • D••••••• L••	B• R•••• W••••• A•••••••• I•••	Jan 28, 2015	Aug 18, 2022	2,759	Firm change after gap	Other
U•• F•••••••• S••••••• I•••	D••••••• • D••••••• L••	Dec 31, 2007

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7344:115927:NY:2015-01-26	Jan 28, 2015	Aug 18, 2022	NEW YORK, NY	Firm change after gap

Relationships

Registered with (3)

→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 18, 2022 to presentfactForm ADV
→ D••••••• • D••••••• L••Registered adviserregistration: previous registration
Apr 23, 2009 to Jan 28, 2015factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2002 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f313b9a-72af-80fb-e10c-1eb69b0c89f6
First observed: Sep 19, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.