DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••• S••••• A•••••••• L••
LANCASTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••• S••••• A•••••••• L•• | Independent wealth | Oct 20, 2017 | n/a | yes | LANCASTER, PA | Current employment |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Apr 7, 2010 | Oct 23, 2017 | no | LANCASTER, PA|APPLETON, WI|EAST PETERSBURG, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••• F•••••••• C••••••••• | C•••• S••••• A•••••••• L•• | Oct 23, 2017 | Oct 20, 2017 | -3 | Firm change | Other |
| F•••••••• N•••••• A••••••• I••• | C••••• A•••••• N••••••• L•• | Dec 31, 2008 | Jul 16, 2002 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 12984:289329:PA:2017-10-23 | Oct 23, 2017 | Oct 20, 2017 | EAST PETERSBURG, PA | Firm change |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jul 16, 2002 | Sep 17, 2007 | no | EAST PETERSBURG, PA|EAST PETERSBURG, PA | Previous registration |
| F•••••••• N•••••• A••••••• I••• | n/a | Jan 25, 1999 | Dec 31, 2008 | no | EAST PETERSBURG, PA | Previous registration |
| -2,360 |
| Firm change after gap |
| Other |
| C••••• A•••••• N••••••• L•• | I••••• F•••••••• C••••••••• | Sep 17, 2007 | Apr 7, 2010 | 933 | Firm change after gap | Other |