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Advisor at OSAIC WEALTH, INC.
CLINTON TOWNSHIP, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | CLINTON TOWNSHIP, MI | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 10, 2017 | Jan 19, 2024 | no | STERLING HEIGHTS, MI|ALGONAC, MI|COLLEGE GROVE, TN|ALGONAC, MI|CLINTON TOWNSHIP, MI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Sep 14, 2015 | Nov 10, 2017 | no | Farmingtonhills, MI|CLAY TWP, MI|STERLING HEIGHTS, MI|STERLING HEIGHTS, MI|APPLETON, WI | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | May 28, 2010 | Sep 30, 2015 | no | STERLING HEIGHTS, MI|MT CLEMENS, MI|CLINTON TWP, MI|ALGONAC, MI | Previous registration |
| PARK PLACE FINANCIAL GROUP | n/a | Jan 27, 2003 | Nov 8, 2006 | no | ALLEN PARK, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| SII INVESTMENTS, INC. | WOODBURY FINANCIAL SERVICES, INC. | Nov 10, 2017 | Nov 10, 2017 | 0 | Firm change | Other |
| SAGEPOINT FINANCIAL, INC. | SII INVESTMENTS, INC. | Sep 30, 2015 | Sep 14, 2015 | -16 | Firm change | Other |
| PARK PLACE FINANCIAL GROUP | SAGEPOINT FINANCIAL, INC. | Nov 8, 2006 | May 28, 2010 | 1,297 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2225:421:WI:2017-10-19 | Nov 10, 2017 | Nov 10, 2017 | APPLETON, WI | Firm change |
| 133763:2225:MI:2015-09-16 | Sep 30, 2015 | Sep 14, 2015 | ALGONAC, MI | Firm change |