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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ARJUNA CAPITAL, LLC

CRD 283713

MANCHESTER, MA

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Search this name across graphsid dfx:ria:2f542aff-09f2-36df-d32c-fa966e087602

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 1
Observed: May 24, 2016 to Mar 31, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Arjuna Capital, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.75 fund_share=0.18 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $642MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $642M
Private client RAUM: $479MderivedItem 5.D individuals plus high net worth individuals
Private client share: 75%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $214Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 554
Individual clients: 51
High net worth clients: 98
Private funds: 7Schedule D 7.B(1)
Custody, client assets: $118M
SEC number: 801-107908
CIK: 1703208
CRD: 283713
Filings on the tape: 23
First filed: May 24, 2016
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: arjuna-capital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FRANK FARNUM BROWN	n/a	DURHAM, NC \| MANCHESTER, MA	10	30	2	no
NATASHA LIBBEY LAMB	n/a	MANCHESTER, MA	9	10	n/a	no
KARL DOUGLAS FRIES	Chartered Financial Analyst	MANCHESTER-BY-THE-SEA, MA \| MANCHESTER, MA	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, FRANK, FARNUM	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	D	yes	06/2015	May 24, 2016	Mar 28, 2024
LAMB, NATASHA, LIBBEY	MANAGING MEMBER	D	yes	06/2016	Mar 23, 2017	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEW SUMMIT INVESTMENTS LLC	n/a	Former SEC adviser	$122M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Manchester	Ma	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$642M	$642M	14	3	1	7	n/a
2024	Apr 1, 2025	$634M	$634M	14	3	1	7	n/a
2023	Mar 28, 2024	$458M	$458M	10	3	1	n/a	n/a
2022	Mar 29, 2023	$375M	$375M	12	3	2	n/a	n/a
2021	Mar 30, 2022	$403M	$403M	8	3	2	n/a	n/a
2020	Mar 31, 2021	$297M	$297M	8	3	2	n/a	n/a
2019	Mar 27, 2020	$255M	$255M	9	3	2	n/a	n/a
2018	Mar 25, 2019	$211M	$211M	9	3	2	n/a	n/a
2017	Mar 27, 2018	$204M	$204M	7	4	2	n/a	n/a
2016	Mar 23, 2017	$179M	$179M	6	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$642M	$634M	1.3%	$375M	19.7%	14	14	1	1

Relationships

Affiliated with (2)

→ NEW SUMMIT INVESTMENTS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← NEW SUMMIT INVESTMENTS LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (3)

← KARL DOUGLAS FRIESAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← NATASHA LIBBEY LAMBAdvisorregistration: current employment
Jan 30, 2017 to presentfactForm ADV
← FRANK FARNUM BROWNAdvisorregistration: current employment
Aug 23, 2016 to presentfactForm ADV

Controls (2)

← LAMB, NATASHA, LIBBEYOwnerMANAGING MEMBER, ownership code D, individual
Mar 23, 2017 to Mar 28, 2024factForm ADV
← BROWN, FRANK, FARNUMOwnerCHIEF COMPLIANCE OFFICER/MANAGING MEMBER, ownership code D, individual
May 24, 2016 to Mar 28, 2024factForm ADV

Dated events

Occurred
Apr 1, 2025
Regulatory AUM changed
Arjuna Capital, Llc reported RAUM $634.1M, up 38% from $458.1M (2024-03-28 to 2025-04-01)
Form ADVobserved 4 days ago
$176M
Occurred
May 16, 2023
Control person left
David Adam Seitchik (Chief Investment Officer/Managing Member) no longer on Schedule A of Arjuna Capital, Llc (listed 2023-03-29, absent 2023-05-16)
Form ADVobserved 4 days ago
Occurred
May 24, 2016
First Form ADV filing
Arjuna Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f542aff-09f2-36df-d32c-fa966e087602
First observed: May 24, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARJUNA CAPITAL, LLC

CRD 283713

MANCHESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f542aff-09f2-36df-d32c-fa966e087602

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FRANK FARNUM BROWN

n/a

DURHAM, NC | MANCHESTER, MA

NATASHA LIBBEY LAMB

n/a

MANCHESTER, MA

n/a

KARL DOUGLAS FRIES

Chartered Financial Analyst

MANCHESTER-BY-THE-SEA, MA | MANCHESTER, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, FRANK, FARNUM

CHIEF COMPLIANCE OFFICER/MANAGING MEMBER

yes

06/2015

May 24, 2016

Mar 28, 2024

LAMB, NATASHA, LIBBEY

MANAGING MEMBER

yes

06/2016

Mar 23, 2017

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEW SUMMIT INVESTMENTS LLC

n/a

Former SEC adviser

$122M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Manchester

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$642M

n/a

2024

Apr 1, 2025

$634M

n/a

2023

Mar 28, 2024

$458M

n/a

2022

Mar 29, 2023

$375M

n/a

2021

Mar 30, 2022

$403M

n/a

2020

Mar 31, 2021

$297M

n/a

2019

Mar 27, 2020

$255M

n/a

2018

Mar 25, 2019

$211M

n/a

2017

Mar 27, 2018

$204M

n/a

2016

Mar 23, 2017

$179M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$642M

$634M

1.3%

$375M

19.7%