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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL | Seminole, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Jan 23, 2023 | n/a | yes | Seminole, FL|TAMPA, FL | Current employment |
| CALTON & ASSOCIATES, INC. | Independent wealth | Dec 23, 2019 | Dec 22, 2022 | no | Seminole, FL|Seminole, FL | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jul 10, 2006 | Jul 18, 2006 | no | ST. PETERSBURG, FL|ST. PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | J. W. COLE ADVISORS, INC. | Dec 22, 2022 | Jan 23, 2023 | 32 | Firm change | Ibd to ibd |
| INVEST FINANCIAL CORPORATION | CALTON & ASSOCIATES, INC. | Jul 18, 2006 | Dec 23, 2019 | 4,906 | Firm change after gap | Other |