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Advisor at EMPOWER ADVISORY GROUP, LLC
Winston Salem, NC | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Dec 2, 2024 | n/a | yes | Winston Salem, NC|GREENWOOD VILLAGE, CO | Current employment |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Nov 21, 2022 | Mar 19, 2024 | no | CHICAGO, IL | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Dec 3, 2020 | Feb 4, 2022 | no | CHARLOTTE, NC|Charlotte, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NUVEEN ASSET MANAGEMENT, LLC | EMPOWER ADVISORY GROUP, LLC | Mar 19, 2024 | Dec 2, 2024 | 258 | Firm change | RIA to ibd |
| ADVICE AND PLANNING SERVICES | NUVEEN ASSET MANAGEMENT, LLC | Feb 4, 2022 | Nov 21, 2022 | 290 | Firm change | Other |