DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STEPHENS
WINSTON-SALEM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Stephens | Bd affiliated wealth | Apr 15, 2011 | n/a | yes | WINSTON-SALEM, NC | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 21, 2011 | no | Winston-Salem, NC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 9, 2003 | Jun 1, 2009 | no | WINSTON SALEM, NC|WINSTON-SALEM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Stephens | Apr 21, 2011 | Apr 15, 2011 | -6 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |