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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

AUREANA CAPITAL MANAGEMENT, LLC

CRD 154124

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f710388-c2c3-efe8-efa9-2afec55375e0

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 7
On other graphs: 0
Observed: Mar 30, 2012 to Aug 18, 2026
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $308,129Item 5.F on the latest filing (2026-08-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $308,129
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $308,129derivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-71777
CRD: 154124
Filings on the tape: 48
First filed: Mar 30, 2012
Latest filed: Aug 18, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ISABEL MARTINEZ LOPEZ	n/a	CLINTON CORNERS, NY	1	14	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CANEPA NEW WORLD INCOME FUND I, LP	Other Private Fund	$158M	Mar 16, 2016	1	Aug 24, 2012	dropped	n/a
CANEPA DIVIDEND SELECT FUND, LP	Other Private Fund	$57.7M	Mar 16, 2016	1	Aug 24, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CANEPA GLOBAL MANAGERS SCS	SOLE MEMBER	E	yes	12/2017	Mar 30, 2018	Jul 19, 2024
HEISENBERG GLOBAL PARTNERS, LLC	Member	D	yes	10/2009	Mar 30, 2012	Jul 19, 2024
LE MANS CAPITAL LLC	Member	D	yes	11/2018	Mar 29, 2019	Jul 19, 2024
MARTINEZ LOPEZ, ISABEL	SOLE MEMBER	E	yes	11/2018	Mar 30, 2018	Jul 19, 2024
MARTINEZ LOPEZ, ISABEL	CHIEF EXECUTIVE OFFICER	Na	yes	12/2017	Mar 30, 2018	Jul 19, 2024
AIKINS, GIL, O	CHIEF COMPLIANCE OFFICER	Na	no	02/2020	Mar 4, 2020	Jul 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UNISON ASSET MANAGEMENT LLC	n/a	Asset manager	$298M	N	yes	n/a
CANEPA FUNDS ICAV	n/a	n/a	n/a	N	yes	n/a
EVIDITY CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$308,129	$308,129	1	1	0	n/a	n/a
2024	Mar 16, 2025	$178M	$178M	4	3	0	n/a	n/a
2023	Mar 4, 2024	$174M	$174M	4	3	0	n/a	n/a
2022	Mar 30, 2023	$169M	$169M	4	3	0	n/a	n/a
2021	Mar 31, 2022	$198M	$198M	5	4	0	n/a	n/a
2020	Mar 28, 2021	$204M	$204M	6	3	0	n/a	n/a
2019	Mar 4, 2020	$201M	$201M	5	3	0	n/a	n/a
2018	Mar 29, 2019	$189M	$189M	5	3	0	n/a	n/a
2017	Mar 30, 2018	$194M	$194M	4	3	0	n/a	n/a
2016	Mar 29, 2017	$355M	$238M	7	6	n/a	n/a	n/a
2015	Mar 16, 2016	$378M	$320M	8	8	n/a	3	$320M
2014	Mar 5, 2015	$665M	$605M	7	7	n/a	3	$313M
2013	Mar 27, 2014	$262M	$204M	6	6	n/a	2	$204M
2012	Apr 1, 2013	$499M	$210M	7	5	n/a	2	$204M
2011	Apr 30, 2012	$237M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$308,129	$178M	-99.8%	$169M	-87.8%	1	4	0	0

Relationships

Affiliated with (3)

→ UNISON ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← CONCISE CAPITAL MANAGEMENT, L.P.Registered adviserother investment adviser, common control
factForm ADV
← UNISON ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← ISABEL MARTINEZ LOPEZAdvisorregistration: current employment
Feb 20, 2025 to presentfactForm ADV
← GIL O AIKINSAdvisorregistration: previous registration
Jul 20, 2024 to Aug 31, 2025factForm ADV

Owns (1)

← AIKINS, GIL, OOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 4, 2020 to Jul 19, 2024factForm ADV

Controls (4)

← MARTINEZ LOPEZ, ISABELOwnerSOLE MEMBER, ownership code E, individual
Mar 30, 2018 to Jul 19, 2024factForm ADV
← CANEPA GLOBAL MANAGERS SCSOwnerSOLE MEMBER, ownership code E, foreign entity
Mar 30, 2018 to Jul 19, 2024factForm ADV
← HEISENBERG GLOBAL PARTNERS, LLCOwnerMEMBER, ownership code D, domestic entity
Mar 30, 2012 to Jul 19, 2024factForm ADV
← LE MANS CAPITAL LLCOwnerMEMBER, ownership code D, domestic entity
Mar 29, 2019 to Jul 19, 2024factForm ADV

Advises (2)

→ CANEPA DIVIDEND SELECT FUND, LPPrivate fundOther Private Fund, IA, no longer reported
Aug 24, 2012 to Mar 16, 2016factForm ADV
→ CANEPA NEW WORLD INCOME FUND I, LPPrivate fundOther Private Fund, IA, no longer reported
Aug 24, 2012 to Mar 16, 2016factForm ADV

Dated events

Occurred
Nov 3, 2025
Regulatory AUM changed
Aureana Capital Management, Llc reported RAUM $0, down 100% from $133.0M (2025-08-29 to 2025-11-03)
Form ADVobserved 4 days ago
$-133M
Occurred
Aug 31, 2025
Advisor departed, no destination yet
Gil O Aikins no longer registered at Aureana Capital Management, Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Mar 4, 2020
Control person left
Mitchell Gregg Riina (Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of Aureana Capital Management, Llc (listed 2019-07-17, absent 2020-03-04)
Form ADVobserved 4 days ago
Occurred
Mar 4, 2020
Control person joined
Gil Aikins (Chief Compliance Officer) appeared on Schedule A of Aureana Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
Yvette Gabrielle Garcia (Chief Compliance Officer And Chief Risk Officer) no longer on Schedule A of Aureana Capital Management, Llc (listed 2018-04-06, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Mitchell Gregg Riina (Chief Compliance Officer And Chief Operating Officer) appeared on Schedule A of Aureana Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2018
Regulatory AUM changed
Aureana Capital Management, Llc reported RAUM $193.5M, down 45% from $354.8M (2017-03-29 to 2018-03-30)
Form ADVobserved 4 days ago
$-161M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f710388-c2c3-efe8-efa9-2afec55375e0
First observed: Mar 30, 2012
Last observed: Aug 18, 2026 32 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AUREANA CAPITAL MANAGEMENT, LLC

CRD 154124

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f710388-c2c3-efe8-efa9-2afec55375e0

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ISABEL MARTINEZ LOPEZ

n/a

CLINTON CORNERS, NY

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CANEPA NEW WORLD INCOME FUND I, LP

Other Private Fund

$158M

Mar 16, 2016

Aug 24, 2012

dropped

n/a

CANEPA DIVIDEND SELECT FUND, LP

Other Private Fund

$57.7M

Mar 16, 2016

Aug 24, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CANEPA GLOBAL MANAGERS SCS

SOLE MEMBER

yes

12/2017

Mar 30, 2018

Jul 19, 2024

HEISENBERG GLOBAL PARTNERS, LLC

Member

yes

10/2009

Mar 30, 2012

Jul 19, 2024

LE MANS CAPITAL LLC

Member

yes

11/2018

Mar 29, 2019

Jul 19, 2024

MARTINEZ LOPEZ, ISABEL

SOLE MEMBER

yes

11/2018

Mar 30, 2018

Jul 19, 2024

MARTINEZ LOPEZ, ISABEL

CHIEF EXECUTIVE OFFICER

yes

12/2017

Mar 30, 2018

Jul 19, 2024

AIKINS, GIL, O

CHIEF COMPLIANCE OFFICER

02/2020

Mar 4, 2020

Jul 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UNISON ASSET MANAGEMENT LLC

n/a

Asset manager

$298M

yes

n/a

CANEPA FUNDS ICAV

n/a

yes

n/a

EVIDITY CAPITAL LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$308,129

n/a

2024

Mar 16, 2025

$178M

n/a

2023

Mar 4, 2024

$174M

n/a

2022

Mar 30, 2023

$169M

n/a

2021

Mar 31, 2022

$198M

n/a

2020

Mar 28, 2021

$204M

n/a

2019

Mar 4, 2020

$201M

n/a

2018

Mar 29, 2019

$189M

n/a

2017

Mar 30, 2018

$194M

n/a

2016

Mar 29, 2017

$355M

$238M

n/a

2015

Mar 16, 2016

$378M

$320M

n/a

$320M

2014

Mar 5, 2015

$665M

$605M

n/a

$313M

2013

Mar 27, 2014

$262M

$204M

n/a

$204M

2012

Apr 1, 2013

$499M

$210M

n/a

$204M

2011

Apr 30, 2012

$237M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$308,129

$178M

-99.8%

$169M

-87.8%