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CRD 104707
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DENNIS ALLEN REILAND | Chartered Financial Analyst | IRVINE, CA | 39 | 41 | n/a | no |
| ROBERT TODD SUMMERS | Chartered Financial Analyst | IRVINE, CA | 34 | 40 | n/a | no |
| STEPHEN LAWRENCE PARKER | n/a | IRVINE, CA | 28 | 33 | n/a | no |
| JOHN MICHAEL LUCIANO | Chartered Financial Analyst | IRVINE, CA | 28 | 32 | n/a | no |
| JEFFREY LEWIS PAYNE | n/a | IRVINE, CA | 22 | 22 | n/a | no |
| JONATHAN AARON CHIN | Chartered Financial Analyst | IRVINE, CA | 18 | 18 | n/a | no |
| GREGORY MELVIN LOPEZ | n/a | IRVINE, CA | 12 | 14 | n/a | no |
| SEAN ANTHONY SUMMERS | Chartered Financial Analyst | IRVINE, CA | 12 | 14 | n/a | no |
| KRISTIN MARIE MCCOY | n/a | IRVINE, CA | 11 | 13 | n/a | no |
| MARCUS DAVID CHIN | n/a | IRVINE, CA | 11 | 14 | n/a | no |
| Diane Sing de la Cruz | n/a | Irvine, CA | 9 | 16 | n/a | no |
| MATTHEW DELBE HUDACK | Chartered Financial Consultant | Tustin, CA | Dallas, TX | 8 | 40 | n/a | no |
| LUIS ALBERTO MARTINEZ | n/a | Laguna Beach, CA | 8 | 35 | 1 | no |
| HORACE DIXON TRUEBLOOD | n/a | Orange, CA | 8 | 65 | n/a | no |
| James Lawrence Plotkin | n/a | Carlsbad, CA | 8 | 34 | n/a | no |
| Edward Drew Stile | n/a | Camarillo, CA | 8 | 22 | n/a | no |
| Emily Marie Reiland | n/a | IRVINE, CA | 7 | 12 | n/a | no |
| Matthew Hudson Franzen | n/a | IRVINE, CA | 5 | 16 | n/a | no |
| Kyle Martin Schulz | n/a | IRVINE, CA | 5 | 10 | n/a | no |
| Kendall L Nolan | n/a | IRVINE, CA | 3 | 13 | n/a | no |
| Cody Ray Dunn | n/a | IRVINE, CA | 3 | 12 | n/a | no |
| Kristopher Cameron Reiland | n/a | IRVINE, CA | 3 | 12 | n/a | no |
| Evan Echelberger | n/a | IRVINE, CA | 2 | 13 | n/a | no |
| Layne Torii Peterson | n/a | IRVINE, CA | 1 | 13 | n/a | no |
| Sean Michael Johnson | n/a | IRVINE, CA | 1 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| LUCIANO, JOHN, MICHAEL | CHIEF FINANCIAL OFFICER | Na | yes | 05/2021 | Jul 31, 2026 | Jul 31, 2026 |
| REILAND, DENNIS, ALLEN | CO-PRESIDENT | D | yes | 05/2021 | Mar 26, 2012 | Nov 8, 2024 |
| SUMMERS, ROBERT, TODD | CO-PRESIDENT | C | yes | 05/2021 | Mar 26, 2012 | Nov 8, 2024 |
| CHIN, JONATHAN, AARON | Owner | Na | no | 01/2021 | Jul 31, 2026 | Jul 31, 2026 |
| de la Cruz, Diane, Sing | CHIEF COMPLIANCE OFFICER | Na | no | 03/2024 | Jul 31, 2026 | Jul 31, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 24, 2026 | $4.9B | $4.9B | 21 | 21 | 1 | n/a | n/a |
| 2024 | Mar 20, 2025 | $4.5B | $4.5B | 20 | 20 | 1 | n/a | n/a |
| 2023 | Mar 26, 2024 | $4.2B | $4.2B | 18 | 18 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $3.5B | $3.5B | 15 | 15 | 0 | n/a | n/a |
| 2021 | Mar 15, 2022 | $3.7B | $3.7B | 16 | 16 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $2.9B | $2.9B | 16 | 16 | 0 | n/a | n/a |
| 2019 | Mar 25, 2020 | $3.1B | $3.1B | 15 | 15 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $2.6B | $2.6B | 16 | 16 | 0 | n/a | n/a |
| 2017 | Mar 19, 2018 | $2.9B | $2.9B | 16 | 16 | 0 | n/a | n/a |
| 2016 | Feb 23, 2017 | $2.5B | $2.5B | 14 | 14 | n/a | n/a | n/a |
| 2015 | Feb 16, 2016 | $2.2B | $2.2B | 14 | 14 | n/a | n/a | n/a |
| 2014 | Feb 27, 2015 | $2.4B | $2.4B | 13 | 13 | n/a | n/a | n/a |
| 2013 | Mar 10, 2014 | $2.2B | $2.2B | 11 | 11 | n/a | n/a | n/a |
| 2012 | Feb 4, 2013 | $1.7B | $1.7B | 20 | 8 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $1.4B | $1.4B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.9B | $4.5B | 8.6% | $3.5B | 11.8% | 21 | 20 | 1 | 1 |