DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••• C•••••• M••••••••• L••
FORT WASHINGTON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• C•••••• M••••••••• L•• | Independent wealth | Oct 19, 2023 | n/a | yes | FORT WASHINGTON, PA | Current employment |
| U••••• C•••••• F•••••••• A••••••• | Independent wealth | Mar 24, 2022 | Nov 3, 2023 | no | Langhorne, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••••• C•••••• F•••••••• A••••••• | T••••• C•••••• M••••••••• L•• | Nov 3, 2023 | Oct 19, 2023 | -15 | Firm change | Ibd to RIA |
| S•• I••••••••• M••••••••• C••• | U••••• C•••••• F•••••••• A••••••• | Sep 22, 2020 | Mar 24, 2022 |
| S•• I••••••••• M••••••••• C••• | Mixed wealth | Sep 14, 2015 | Sep 22, 2020 | no | OAKS, PA | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Nov 18, 2013 | Aug 31, 2015 | no | PHILADELPHIA, PA|PHILADELPHIA, PA|JENKINTOWN, PA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 17, 2013 | Nov 5, 2013 | no | PHILADELPHIA, PA | Previous registration |
| 548 |
| Firm change after gap |
| Other |
| P•• W••••• M••••••••• | S•• I••••••••• M••••••••• C••• | Aug 31, 2015 | Sep 14, 2015 | 14 | Firm change | Other |
| V••• F•••••••• A•••••••• I••• | P•• W••••• M••••••••• | Nov 5, 2013 | Nov 18, 2013 | 13 | Firm change | Other |